Gen AI based Chatbot for Standard Operations
- Ashraf Pulikkal
- Oct 25, 2024
- 3 min read
Type: Design Idea
This blog provides a simple design idea for a Gen AI based Chat Bot for the operations support in a small organization.
1. Components Overview:
Amazon S3: Stores documents related to SoPs, processes, known issues, and standards.
Amazon Lex: Frontend chatbot for user interaction.
AWS Lambda: Backend handler that interacts with S3 and SageMaker, retrieves and processes the requested data.
Amazon SageMaker: Provides generative AI capabilities to summarize or enhance the document content fetched from S3.
Amazon API Gateway : Exposes the Lambda functions as REST APIs.
IAM Roles: Provides appropriate permissions for S3, Lambda, and SageMaker interaction.
2. Design Workflow:

Step 1: User Interaction with Lex
The user asks a question in Amazon Lex (e.g., "What is the process for X?" or "Give me details about the known issues in Y").
Step 2: Triggering Lambda from Lex
Lex sends the user's input as an event to a pre-configured AWS Lambda function.
Step 3: Lambda Processing
The Lambda function:
Extracts keywords or context from the user input.
Based on the extracted information, it searches and retrieves relevant documents from the S3 bucket.
(Optional) If the documents are in a format that needs processing (e.g., PDFs or Word files), the Lambda function can preprocess and extract text content.
Step 4: Sending Data to SageMaker
The Lambda function sends the extracted document text or a query to an Amazon SageMaker model for further AI-based processing.
SageMaker could be used to:
Summarize the document.
Generate a detailed response.
Provide specific information based on user queries.
Step 5: Generative AI Response from SageMaker
SageMaker processes the input and generates a response based on the contents of the document (e.g., answering a user query, summarizing a section of a document, or providing suggestions).
Step 6: Returning the Response to Lex
The Lambda function receives the response from SageMaker and sends it back to Amazon Lex.
Lex provides the generated response as a reply to the user.
3. Key Design Considerations:
Document Structure in S3: Organize your S3 bucket with clear prefixes (folders) for SoPs, standards, known issues, and processes. It will help Lambda functions find relevant files faster.
Lambda Function:
Handle document parsing, text extraction, and error management (e.g., if a document is not found).
Should be stateless but capable of managing sessions (if needed) to maintain context during multi-step conversations.
SageMaker Model:
Choose or fine-tune a large language model (LLM) to understand domain-specific jargon, context, and the structure of your documents.
You may consider models that are pre-trained for document retrieval, summarization, and question-answering tasks (e.g., GPT-3-based models).
Latency and Caching:
Since generative AI models can have processing time, consider optimizing latency by caching frequent responses or indexing document content for faster retrieval.
IAM Roles:
Ensure proper IAM roles are configured so Lambda has permission to read from S3 and interact with SageMaker.
Lex also needs permission to trigger the Lambda function.
Security:
Encrypt the documents in S3.
Use API Gateway (optional) to secure Lambda with API keys or OAuth for external access.
4. Example Flow Diagram:
User Query (via Lex)
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Amazon Lex
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Amazon Lambda (Triggers on user intent)
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Fetch documents from S3 based on query (Lambda)
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Send extracted content to SageMaker for AI processing
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Receive AI-generated response from SageMaker (Lambda)
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Send the response back to Lex
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User receives an answer in the Lex chatbot
This design enables an interactive, AI-powered chatbot that fetches relevant information from your stored documents and uses generative AI to respond intelligently to user queries.
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